How does the Securities Commission protect investors from unfair and fraudulent practices?

A) Require the filing of a prospectus
B) Require distribution of the prospectus
C) Require disclosure of insider trading
D) Licensing investment dealers
E) All of these

Securities Commission

A regulatory body charged with overseeing the securities markets to protect investors and maintain fair, efficient, and transparent systems.

Insider Trading

The illegal practice of trading a public company's stock or other securities based on material, non-public information about the company.

Prospects

Potential customers or clients, or the likelihood of future success in a particular area.