Asked by Jamilla Cason on May 22, 2024
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Securities represent obligations on the part of issuers-businesses and governments-to provide purchasers with expected or stated returns on the funds invested or loaned.
Expected Returns
The anticipated amount of profit or loss an investment is predicted to generate based on historical or projected performance.
Securities
Securities that signify ownership in a corporation that's publicly traded (such as shares), a debt obligation to a government entity or a company (through bonds), or entitlements to ownership through options.
- Understand the function and requirements of securities, including registration and prospectus preparation.
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Learning Objectives
- Understand the function and requirements of securities, including registration and prospectus preparation.
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