Asked by shuroz marasini on Jun 26, 2024
Verified
Which of the following is true regarding the Securities Exchange Act of 1934?
A) It regulates the subsequent trading of securities.
B) It requires that certain issuers file periodic reports with the Securities and Exchange Commission.
C) It permits the Securities and Exchange Commission to monitor securities markets for fraud and market manipulation.
D) It regulates the subsequent trading of securities,it requires that certain issuers file periodic reports with the Securities and Exchange Commission,and it permits the Securities and Exchange Commission to monitor securities markets for fraud and market manipulation.
E) It regulates the subsequent trading of securities and requires that certain issuers file periodic reports with the Securities and Exchange Commission,but it does not permit monitoring by the Securities and Exchange Commission.
Securities Exchange Act
A U.S. federal law regulating the trading of securities, including stocks and bonds, to protect investors against malpractice.
Market Manipulation
Actions designed to deceive investors by controlling or artificially affecting the price of securities.
- Comprehend the principal statutory laws governing the regulation of corporate securities and the entities that issue them.
Verified Answer
CM
Courtney McKinneyJun 30, 2024
Final Answer :
D
Explanation :
The 1934 Securities Exchange Act regulates the subsequent trading (resale)of securities.The act requires that certain issuers file periodic reports with the Securities and Exchange Commission (SEC),and it permits the SEC to monitor securities markets for fraud and market manipulation.
Learning Objectives
- Comprehend the principal statutory laws governing the regulation of corporate securities and the entities that issue them.
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