Asked by Susana Guerrero on May 10, 2024
Verified
Issuers of securities offerings must comply with either federal or state securities laws, but not both concurrently.
Federal Or State Securities Laws
Regulations established by federal or state governments to govern the sale, purchase, and issuance of securities, aiming to protect investors and maintain market integrity.
Issuers Of Securities
Organizations or entities that create and offer financial instruments like stocks or bonds to investors.
- Understand the significance and effects of state securities regulations in relation to federal statutes.
Verified Answer
AA
Anushka AllenMay 10, 2024
Final Answer :
False
Explanation :
Issuers of securities offerings must comply with both federal and state securities laws concurrently, often referred to as "Blue Sky" laws at the state level, in addition to the federal regulations.
Learning Objectives
- Understand the significance and effects of state securities regulations in relation to federal statutes.