Asked by Shiva Kumar on Jun 04, 2024
Verified
Jargons Company is a well-known and seasoned public issuer of securities.It is going to file a registration statement with the SEC on February 1,2012,for a new security offering.Rule 163 of the 1933 Act will allow it to use a ________ in January 2012.
A) final prospectus
B) Communications Not Deemed a Prospectus
C) free-writing prospectus
D) preliminary prospectus
Rule 163
Without a specific context, this refers to a regulatory or procedural guideline within a particular legal, financial, or institutional framework that may differ significantly in content across contexts.
1933 Act
Officially known as the Securities Act of 1933, this legislation was enacted to protect investors by requiring transparency in the financial statements of publicly traded companies.
Communications Not Deemed A Prospectus
Information shared about an investment opportunity that does not legally constitute a formal offer to sell securities.
- Distinguish exemptions and distinct stipulations regarding the registration and issuance of securities.
Verified Answer
Learning Objectives
- Distinguish exemptions and distinct stipulations regarding the registration and issuance of securities.
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