Asked by reddy chittamuru on Jun 04, 2024
Verified
Securities which do not have to go through the registration process include:
A) Limited offers and intrastate issues
B) Intrastate issues and resale securities
C) Resales of securities and limited offers
D) Limited offers,intrastate issues,and resales of securities
E) Limited offers only
Limited Offers
Promotions or sales propositions available for a restricted time frame or quantity.
Intrastate Issues
Matters or concerns that arise within a single state and are governed by that state's laws rather than federal law.
- Acquire knowledge of the exclusions to registration obligations and the specific situations that trigger their application.
Verified Answer
CB
Chelsea BaileyJun 10, 2024
Final Answer :
D
Explanation :
The Securities Act of 1933 provides that certain securities transactions are exempt from the registration process.Exempt transactions include limited offers,intrastate issues,and resales of securities.
Learning Objectives
- Acquire knowledge of the exclusions to registration obligations and the specific situations that trigger their application.
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