Asked by Mario Golden on Jun 04, 2024
Verified
Which of the following permits the SEC to seek punishment of violators of foreign securities laws?
A) The Sarbanes-Oxley Act of 2002
B) The Securities Acts Amendments of 1990
C) The Market Reform Act of 1990
D) The Securities Enforcement Remedies and Penny Stock Reform Act of 1990
E) The National Securities Markets Improvement Act of 1996
Securities Enforcement Remedies
Legal tools and methods employed by regulatory bodies to ensure compliance with securities laws and regulations.
Penny Stock Reform Act
Legislation aimed at providing greater transparency and protection in the trading of low-priced, speculative securities known as penny stocks.
Market Reform Act
Legislation aimed at improving the regulation and functioning of financial markets, though the specifics can vary by country.
- Gain insight into the regulatory scheme of securities trading and the significance of selected acts and amendments in the realm of financial regulation.
Verified Answer
Learning Objectives
- Gain insight into the regulatory scheme of securities trading and the significance of selected acts and amendments in the realm of financial regulation.
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