Asked by Nathan Gerlach on May 17, 2024
Verified
The goal of securities regulation is to
A) contribute to the operations of national security exchanges.
B) prohibit deceptive and manipulative practices in the securities markets.
C) prescribe ways and means for investors to fairly break the rules.
D) none of the choices.
Deceptive And Manipulative Practices
Actions deliberately intended to mislead or trick others, often for personal or financial gain and at the expense of others.
Securities Regulation
Laws and regulations governing the issuance, trading, and enforcement of rights associated with financial instruments like stocks and bonds.
- Comprehend the function and rules set by the Securities and Exchange Commission (SEC) in the issuance of securities.
Verified Answer
SA
Stacey AmadorMay 20, 2024
Final Answer :
B
Explanation :
The primary goal of securities regulation is to protect investors by prohibiting deceptive, manipulative, and fraudulent practices in the securities markets, ensuring a fair and transparent trading environment.
Learning Objectives
- Comprehend the function and rules set by the Securities and Exchange Commission (SEC) in the issuance of securities.
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