Asked by Yamile Espinosa on May 10, 2024

verifed

Verified

The Securities and Exchange Commission is the main independent regulatory agency that interprets the federal securities laws.

Securities And Exchange Commission

A U.S. federal agency responsible for regulating the securities industry and enforcing federal securities laws.

Federal Securities Laws

Regulations established to govern the sale and distribution of securities, aimed at protecting investors from fraud.

  • Familiarize oneself with the role and governing laws of the Securities and Exchange Commission (SEC) in the context of securities offerings.
verifed

Verified Answer

PS
Pradeep SharmaMay 16, 2024
Final Answer :
True
Explanation :
The Securities and Exchange Commission (SEC) is indeed the primary independent regulatory agency responsible for enforcing federal securities laws, proposing securities rules, and regulating the securities industry, the nation's stock and options exchanges, and other activities and organizations, including the electronic securities markets in the United States.